42006
ww Virgin Islands Office of the Lieutenant Governor Division of Banking and Insurance Kongens Gade #5049. Charlotte Amalic. St. Thomas. USVI. 00802 * (340) 774-7166 * Fax (340) 774-9458 No. 4/2006 ORDER WHEREAS, the Lieutenant Governor or his designee, as Administrator of the Uniform Securities Act as set forth in 9 V.LC. § 602(1) and § 661(a), may issue forms and orders pursuant to 9 V.I.C. § 665(a)(1); and WHEREAS, in accordance with 9 V.LC. § 622(a) and (b), the Administrator may require the filing of certain documents with respect to a) security issued by an investment company that is a federal covered security. NOW, THEREFORE, the oremise§ having been considered as set forth above, and the Administrator having found that this Order, in concert with 9 V.I.C § 665, is necessary or appropriate in the public interest and is consistent with the purpose of the Uniform Securities Act; it is hereby ORDERED that, pursuant to 9 V.L.C. …
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ww Virgin Islands Office of the Lieutenant Governor Division of Banking and Insurance Kongens Gade #5049. Charlotte Amalic. St. Thomas. USVI. 00802 * (340) 774-7166 * Fax (340) 774-9458 No. 4/2006 ORDER WHEREAS, the Lieutenant Governor or his designee, as Administrator of the Uniform Securities Act as set forth in 9 V.LC. § 602(1) and § 661(a), may issue forms and orders pursuant to 9 V.I.C. § 665(a)(1); and WHEREAS, in accordance with 9 V.LC. § 622(a) and (b), the Administrator may require the filing of certain documents with respect to a) security issued by an investment company that is a federal covered security. NOW, THEREFORE, the oremise§ having been considered as set forth above, and the Administrator having found that this Order, in concert with 9 V.I.C § 665, is necessary or appropriate in the public interest and is consistent with the purpose of the Uniform Securities Act; it is hereby ORDERED that, pursuant to 9 V.L.C. § 622(b), a person executing the renewal of a notice filing on behalf of an investment company must, prior to the anniversary date of the initial notice filing, submit to the Division of Banking and Insurance the following: Order No. 4/2006 1. A renewal filing for Form NF (Uniform Investment Company Notice Filing) which includes all amendments that have been made subsequent to the applicant’s most recent filing in the Virgin Islands, or all records that are part of an amendment to the federal registration statement initially filed with the SEC (Securities and Exchange Commission); 2. A previously filed Form U-2 (Consent to Service of Process) may be incorporated by reference on the Form NF; and 3. Arenewal fee of $500.00 per fund or trust; and it is FURTHER ORDERED that all applicants that have previously filed Form NF (Uniform Investment Company Notice Filing) must record all amendments made thereto by submitting to the Division of Banking and Insurance the following information: 1. LSS) All documents evidencing any amendments made subsequent to applicant’s initial filing in the U.S.V.I. and all related information and exhibits; An amendment filing fee of $50; and Such other information or submission as the Administrator may request. the Dated this Lf day of February 2006 at St. Thomas, U. S. Virgin Islands. jc — CN — < A eK Lata LL Met? Deverita Carty Sturdivant Director Designee of the Lieutenant Governor/ Securities Administrator