Administrator of the Uniform Securities Act as set forth in 9 VIC. § 602(1) — 2005
Les Virgin Islands Office of the Lieutenant Governor Division of Banking and Insurance Kongens Gade No. 18, Charlotte Amalie, St. Thomas, USVI, 00802 + (340) 774-7166 * Fax (340) 774-9458 No. 4/2005 ORDER WHEREAS, the Lieutenant Governor or _ his designee, as Administrator of the Uniform Securities Act as set forth in 9 VIC. § 602(1) and § 661(a), may issue forms and orders pursuant to 9 V.I.C. § 665(a)(1); and WHEREAS, in accordance with 9 V.LC. § 624, a security may be fication | NOW, THEREFORE, the premises having been considered as set forth above, and the Administrator having found that this Order, in concert with 9 V.LC. § 665, is necessary or appropriate in the public interest and is consistent with the purposes of the Uniform Securities Act; it is hereby ORDERED that compliance with the following is necessary to effect the registration of a security by qualification: Order No. 4 1. The submission of all data and information required by 9 V.ILC. §§ 624 and 625; 2. Form U-1 (Uniform Application to Register Securities) with all of the items listed in Item 8 of the forms. …
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Les Virgin Islands Office of the Lieutenant Governor Division of Banking and Insurance Kongens Gade No. 18, Charlotte Amalie, St. Thomas, USVI, 00802 + (340) 774-7166 * Fax (340) 774-9458 No. 4/2005 ORDER WHEREAS, the Lieutenant Governor or _ his designee, as Administrator of the Uniform Securities Act as set forth in 9 VIC. § 602(1) and § 661(a), may issue forms and orders pursuant to 9 V.I.C. § 665(a)(1); and WHEREAS, in accordance with 9 V.LC. § 624, a security may be fication | NOW, THEREFORE, the premises having been considered as set forth above, and the Administrator having found that this Order, in concert with 9 V.LC. § 665, is necessary or appropriate in the public interest and is consistent with the purposes of the Uniform Securities Act; it is hereby ORDERED that compliance with the following is necessary to effect the registration of a security by qualification: Order No. 4 1. The submission of all data and information required by 9 V.ILC. §§ 624 and 625; 2. Form U-1 (Uniform Application to Register Securities) with all of the items listed in Item 8 of the forms. that pertain to your particular offering, specimen of security, executed opinion of counsel, advertisement, and any additional information that is pertinent to the offering; 3. Form U-2 (Consent to Service of Process) naming the Lieutenant Governor as the designated agent for service of process in the Virgin Islands; provided that if the issuer is a corporation, a Form -2A (Uniform Form of Corporate Resolution) is required; 4. Any applicable cross reference sheets, including but not limited to cross reference sheets adopted by the North American Securities Administrators Association; and 5. A registration filing fee of 1/20 of ] percent of the aggregate amount of securities that will be registered in the Virgin Islands; provided that the minimum registration fee shall be $1,000 but in no Case shall the fee exceed $3,000. ili Dated this /0" day of February 2005 at St. Thomas, U. S.) Deverita Cérty Sturdivant Director Designee of the Lieutenant Governor/ Securities Administrator irgin Islands.