Administrator of the Uniform Securities Act as set forth in 9 V.I.C. § 602(1) — 2005
\ t \ w Virgin Islands Office of the Lieutenant Governor Division of Banking and Insurance Kongens Gade No. 18, Charlotte Amalie, St. Thomas, USVI, 00802 « (340) 774-7166 » Fax (340) 774-9458 No. 1/2005 ORDER WHEREAS, the Lieutenant Governor or his designee, as Administrator of the Uniform Securities Act as set forth in 9 V.I.C. § 602(1) and § 661(a), may issue forms and orders pursuant to 9 V.I.C. § 665(a)(1); and WHEREAS, in accordance with 9 V.I.C. § 642(e), the Administrator may require that an examination, including an examination developed by an organization of securities regulators, be successfully completed by individuals required to be registered pursuant to the provisions of the Uniform Securities Act. NOW, THEREFORE, the premises having been considered as set forth above, and the Administrator having found that this Order, in concert with 9 V.I.C. …
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\ t \ w Virgin Islands Office of the Lieutenant Governor Division of Banking and Insurance Kongens Gade No. 18, Charlotte Amalie, St. Thomas, USVI, 00802 « (340) 774-7166 » Fax (340) 774-9458 No. 1/2005 ORDER WHEREAS, the Lieutenant Governor or his designee, as Administrator of the Uniform Securities Act as set forth in 9 V.I.C. § 602(1) and § 661(a), may issue forms and orders pursuant to 9 V.I.C. § 665(a)(1); and WHEREAS, in accordance with 9 V.I.C. § 642(e), the Administrator may require that an examination, including an examination developed by an organization of securities regulators, be successfully completed by individuals required to be registered pursuant to the provisions of the Uniform Securities Act. NOW, THEREFORE, the premises having been considered as set forth above, and the Administrator having found that this Order, in concert with 9 V.I.C. § 665(b), is necessary or appropriate in the public interest and is consistent with the purposes of the Uniform Securities Act; it is hereby (i) Certified Financial Plaririe —-csssmsemmmmee=— y~ CC a4 Certified Financial Planner [ge Oa rd (ii) Chartered Financial Consu. Gee STE ar ¢ CC American College » Bryn Me (iii) Personal Financial Specie [age = st CPzE— American Institute of Certi fame sd Pube (iv) Chartered Financial Analx =— + Institute of Chartered Finan <——— au al Amar -— (v) Chartered Investment Cout—a ——————__ Investment Counsel Associ === ggg slor cc 1S On of _—_—2 FURTHER ORDERED that a duly gre —ae-—=awe teq ox — the NASD, the New York Stock Exchange o=— She sacs passing grade for the examination requirements Dated this /? “day of February 2005 Islands. at St. “TI 2 ==> mas, Ors MTB. Lh hh beter a — Director Deverita Catty S @ ae _—ae Edivan Designee of = t Bae ee Lieuter—= Securities Admire & = fra tor 3.