82006
Les Virgin Islands Office of the Lieutenant Governor Division of Banking and Insurance Kongens Gade #5049, Charlotte Amalie. St. Thomas, USVI, 00802 = (340) 774-7166 » Fax (340) 774-9458 No. 8/2006 ORDER WHEREAS, | the Lieutenant Governor or his designee, as Administrator of the Uniform Securities Act as set forth in 9 V.LC. § 602(1) and § 661(a), may issue forms and orders pursuant to 9 VLC. § 665(a)(1); and NOW, THEREF ORE, the premises having been considered as set forth above, and the Administrator having found that this Order, in concert with 9 V.LC. § 665, is necessary or appropriate in the public interest and is consistent with the Purposes of the Uniform Securities Act; it is hereby ORDERED that, pursuant to 9 V.LC. §625, all applicants executing the renewal of a Previously effected registration of a security by coordination in the Virgin Islands pursuant to 9 V.LC. § 623 must comply with the following requirements: Order No. …
Download the original document · Plain text (TXT) · Browse the archive · How this archive works
Original source: https://web.archive.org/web/20240610071805id_/https://ltg.gov.vi/wp-content/uploads/2024/01/82006.pdf
SHA-256 f143c56856cc0f5831028cf85ebf0552199fbd7764d5b52cff979cca90c662eb
Re-using this document
A public record of the Government of the Virgin Islands, published by the agency itself. No copyright is asserted on it and 17 U.S.C. § 105 does not reach territorial government, so it publishes as a territorial public record.
Our description, tagging, arrangement, extracted text and machine transcripts are released under CC0 1.0. We assert nothing about the document itself.
Archive identifier LF-f143c56856cc
Document text
Les Virgin Islands Office of the Lieutenant Governor Division of Banking and Insurance Kongens Gade #5049, Charlotte Amalie. St. Thomas, USVI, 00802 = (340) 774-7166 » Fax (340) 774-9458 No. 8/2006 ORDER WHEREAS, | the Lieutenant Governor or his designee, as Administrator of the Uniform Securities Act as set forth in 9 V.LC. § 602(1) and § 661(a), may issue forms and orders pursuant to 9 VLC. § 665(a)(1); and NOW, THEREF ORE, the premises having been considered as set forth above, and the Administrator having found that this Order, in concert with 9 V.LC. § 665, is necessary or appropriate in the public interest and is consistent with the Purposes of the Uniform Securities Act; it is hereby ORDERED that, pursuant to 9 V.LC. §625, all applicants executing the renewal of a Previously effected registration of a security by coordination in the Virgin Islands pursuant to 9 V.LC. § 623 must comply with the following requirements: Order No. 8/2006 1, The submission of Form U-] (Uniform Application to Register Securities) with all of the items listed in Item 8 of the forms that pertain to your particular offering, specimen of security, executed opinion of counsel, advertisement, and any additional information that is pertinent to the offering, except that any exhibits filed with the Division within five (5) years preceding the filing of the application may be incorporated by reference to the extent that such exhibits are currently accurate, unless the Division specifically requests that such exhihits he filed: nN If the issuer has changed its name since the most recent prior filmg and has not amended, to reflect the name change, a completed Form U-2 (Consent to Service of Process) or, in the case of a corporation, a completed Form U-2A (Uniform Form of Corporate Resolution, the issuer must file a Form U-2 or Form U-2A reflecting the name change; 3. One copy of the most recent prospectus; 4. One copy of each statement of additional information or supplement to the most recent Prospectus, if any; and 5. A registration filing fee of 1/20 of | percent of the aggregate amount of securities that wil] be registered in the Virgin Islands; provided that the minimum registration fee shall be $1,000 but in no case shall the fee exceed $3,000. Dated this pee day of June 2006 at St. Thomas, U. S. Virgin Islands. Deverita Carty Sturdivant Director Designee of the Lieutenant Governor/ Securities Administrator 2)